Seidel & Shaw, LLC.
Seidel & Shaw, LLC was incorporated in March of 1997 in the State of New York by co-founders Alan David Seidel and Thomas William Shaw. Our flagship office is located in the Financial District of Manhattan, NY, operating in conjunction with our additional locations in Freehold, NJ, and London, UK.
Seidel & Shaw’s dedication to client relationships, competitive pricing, and professional integrity helps us maintain a competitive advantage, drawing clientele from some of the largest financial institutions in the world. We offer a loyal, determined staff that is committed to excellence and is enthusiastic about the growth of our business hand in hand with our client. Our experience enables us to give personal service to our customers, enabling us to be more competitive than screen pricing.
Seidel & Shaw offers an entire spectrum of financial services including stocks, bonds, mutual funds, and boasts an interior specialty in the fixed income arena. Our departments include, but are not limited to, the following:
o Emerging Markets
o Convertible Bonds & Preferred Stock
o High Yield
o High Grade USA Corporate
o Government Agencies & CMOS
o USA Treasuries
Seidel & Shaw maintains registrations with the following regulatory organizations:
o Financial Industry Regulatory Authority (FINRA)
o Securities and Exchange Commission (SEC)
o Municipal Securities Rulemaking Board (MSRB) (G-43 Disclosure)
o Securities Investor Protection Corporation (SIPC)
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